Record Currency Management Limited is Authorised and Regulated by the Financial Conduct Authority in the UK (registration number: 114097), registered as an Investment Adviser with the Securities and Exchange Commission in the United States (registration number: 110893), registered as a Commodity Trading Adviser (swaps only) with the US Commodity Futures Trading Commission (registration number: 0447588), is an Exempt International Advisor with the Ontario & Alberta Securities Commissions in Canada and registered as exempt with the Australian Securities and Investment Commission.
Record Currency Management Limited is the investment manager and distributor of the Record Umbrella Fund which is an Alternative Investment Fund authorised by the Irish Central Bank. This information is not intended for marketing or sales purposes and any sales or marketing may only take place in accordance with the laws of the applicable jurisdiction. In particular, the Record Umbrella Fund is not registered under the Securities Act and may not be offered, sold, or delivered directly or indirectly in the United States (except in accordance with an applicable exemption from the registration requirements of the Securities Act) or to, or for the account or benefit of, any U.S. Person. Applicants will be required to certify that they not U.S. Persons.
Record Currency Management Limited is a limited company registered in England and Wales under company number 1710736 and whose registered address is: MORGAN HOUSE, MADEIRA WALK, WINDSOR, BERKSHIRE, SL4 1EP, UK.
Record Currency Management (US) Inc.is a wholly owned subsidiary of Record plc and is registered as an Investment Adviser with the Securities and Exchange Commission (registration number: 171338) and as a Commodity Trading Adviser with the US Commodity Futures Trading Commission (registration number: 0476267) and approved by the Central Bank of Ireland to act as Investment Manager to Irish Alternative Investment Funds.
RTS 28 and Delegated Acts Art. 65(6) Reports
The annual reports required under MiFID II (RTS 28 and Delegated Acts Art. 65(6)) relating to execution quality can be found below: